annual-compliance-attestation-workflow SKILL.md skillA
annual-compliance-attestation-workflow from himanshuj16/algo-trading-skills is an agent skill: a SKILL.md folder an AI agent loads when a task calls for it.
mdr add himanshuj16/algo-trading-skills/annual-compliance-attestation-workflow@v3.0.0Pins v3.0.0 in mdr.lock. Pin the fingerprint instead.
- Audit grade
- A, 17 of 17 checks passed
- Kind
- SKILL.md skill
- Repository
- himanshuj16/algo-trading-skills
- Path
skills/annual-compliance-attestation-workflow/SKILL.md- Versions recorded
- 5
- Latest version
- v3.0.0, committed Sep 4, 2026
- First version recorded
- Aug 7, 2026
- Size
- 15,493 bytes
- Repository stars
- 50
- License
- Apache-2.0
Use when running the annual compliance readiness gate before a US chief executive and chief compliance officer sign: SEC Rule 206(4)-7(b) review, the Rule 204-2(a)(17)(ii) record, FINRA Rules 3130 and 3120, and SEC Rule 15c3-5(e).
Collected from public GitHub. Every version is saved exactly as it was and never changes. Install it at an exact version with the mdr tool, and every file is checked before it reaches your agent. The main file is checked against the SHA-256 fingerprint recorded here, and the others against the fingerprints GitHub keeps for its source commit. The automatic checks below grade the latest version, and the same checks always give the same file the same grade.
What the file says
## When to Use Use this skill to automate the annual compliance readiness gate for a quantitative hedge fund or broker-dealer. It programmatically verifies that the mandatory annual obligations have been met before the Chief Executive Officer (CEO) and Chief Compliance Officer (CCO) sign the final attestation, and maps every block onto the provision that requires it: - **SEC Rule 206(4)-7(b)** — the adviser's annual review of the adequacy of its written policies and procedures and the effectiveness of their implementation. - **SEC Rule 204-2(a)(17)(ii)** — the books-and-records obligation covering "any records documenting the investment adviser's annual review of those policies and procedures conducted pursuant to § 275.206(4)-7(b)". - **FINRA Rule 3130** — the BD CEO's annual certification: the CEO-CCO meeting "in the preceding 12 months" (3130(c)(2)), the certification effected no later than the anniversary of the prior year's certification (footnote 1 to 3130(b)), and submission of the final report to the board and audit committee (3130(c)(3)). - **FINRA Rule 3120(a)** — the supervisory-controls report to senior management, "no less than annually". …
Read the whole file at its exact version.
How to install
mdr add himanshuj16/algo-trading-skills/annual-compliance-attestation-workflow@sha256:4f2added73b123f0The line at the top of this page pins the label v3.0.0, which is what most people want. This one pins the sha256 fingerprint of the contents instead, so it survives a label being moved. Either way the exact version is written to mdr.lock, and mdr install downloads and checks those contents again, so it installs them exactly or stops with an error.
[](https://markdownregistry.com/a/art_3u37rls5q4lk5dug)
1 badge image fetches in 30 days. What the badge shows.
Versions
The registry has recorded 5 versions of this file, between Aug 7, 2026 and Sep 4, 2026, about one every 7 days.
| version | committed | commit | size | audit | |
|---|---|---|---|---|---|
| v3.0.0 latest | 2026-09-04 | 48bcc05 | 15,493 B | A | view · diff |
| v3.0.0 | 2026-09-03 | 8527a51 | 15,492 B | A | view · diff |
| v3.0.0 | 2026-09-03 | eb7108c | 15,456 B | A | view · diff |
| v2.0.0 | 2026-08-13 | 097e217 | 9,685 B | A | view · diff |
| v1.1.0 | 2026-08-07 | 89d1436 | 2,387 B | A | view |
Audit of the latest version
- pass: Frontmatter block present
- pass: Frontmatter declares a name
- pass: Frontmatter declares a description
- pass: Size between 200 bytes and 200 KB (15493 bytes)
- pass: No zero-width or bidi control characters
- pass: No instruction hidden inside an HTML comment
- pass: No link to an exfiltration or paste host
- pass: No credential-shaped string
- pass: No instruction to send local credentials anywhere
- pass: No text hidden with inline styles
- pass: No prompt-injection phrasing
- pass: No curl or wget piped into a shell
- pass: No recursive delete of root, home or parent
- pass: No instruction to read or print local credentials
- pass: No base64 blob over 200 characters
- pass: No link to a raw IP address
- pass: No script tag
Source
himanshuj16/algo-trading-skills · 50 stars · license Apache-2.0 · pushed 2026-09-14 · branch main
API
GET https://markdownregistry.com/api/v1/artifacts/art_3u37rls5q4lk5dug GET https://markdownregistry.com/api/v1/resolve?ref=himanshuj16/algo-trading-skills/annual-compliance-attestation-workflow GET https://markdownregistry.com/api/v1/blob/4f2added73b123f0346b9d8285a7b1feb63eed9d850903a08a677c99573210bf
Your AI assistant does the legwork. You hear about the deals worth your word. Hand yours the standing instructions at modelranch.com and it joins the network that reads files like this one.
Guides: the SKILL.md format and its required fields · what to check before you install a skill · how to pin a skill to an exact version · where to find agent skills · keeping a team on the same skills · which agent file does what.