conflict-of-interest-disclosure-for-prop-vs-client-flow SKILL.md skillA

conflict-of-interest-disclosure-for-prop-vs-client-flow from himanshuj16/algo-trading-skills is an agent skill: a SKILL.md folder an AI agent loads when a task calls for it.

Install it, pinned
mdr add himanshuj16/algo-trading-skills/conflict-of-interest-disclosure-for-prop-vs-client-flow@v2.0.0

Pins v2.0.0 in mdr.lock. Pin the fingerprint instead.

Audit grade
A, 17 of 17 checks passed
Kind
SKILL.md skill
Repository
himanshuj16/algo-trading-skills
Path
skills/conflict-of-interest-disclosure-for-prop-vs-client-flow/SKILL.md
Versions recorded
5
Latest version
v2.0.0, committed Sep 3, 2026
First version recorded
Jul 26, 2026
Size
9,706 bytes
Repository stars
50
License
Apache-2.0

Use when a broker-dealer trades proprietarily in US equities alongside unexecuted customer orders, under FINRA Rule 5320 Manning: the no-knowledge information barrier, negative consent and minimum price improvement.

Collected from public GitHub. Every version is saved exactly as it was and never changes. Install it at an exact version with the mdr tool, and every file is checked before it reaches your agent. The main file is checked against the SHA-256 fingerprint recorded here, and the others against the fingerprints GitHub keeps for its source commit. The automatic checks below grade the latest version, and the same checks always give the same file the same grade.

What the file says

## When to Use

Use this skill in broker-dealer architectures or multi-desk firms that run proprietary trading alongside customer order handling in **US equities**. FINRA Rule 5320 prohibits a member that holds an unexecuted customer order from trading the same security on the same side of the market for its own account **at a price that would satisfy that customer order**, unless it immediately thereafter fills the customer up to size at the same or better price — or unless one of the Rule's supplementary-material exceptions applies.

The direction of that test is the single most-often inverted piece of logic in Manning implementations:

| Held customer order | A proprietary trade "satisfies" it at | Permitted proprietary prices |
|---|---|---|
| BUY limit $150.00 | a purchase at **$150.00 or lower** | $150.01 or higher (limit + Rule 5320.06 increment) |
| SELL limit $150.00 | a sale at **$150.00 or higher** | $149.99 or lower (limit − Rule 5320.06 increment) |

If your gate blocks the firm from *paying up* over a customer buy limit, it has the rule backwards: it is permitting the actual front-running and blocking the harmless trades.

## When NOT to Use
…

Read the whole file at its exact version.

How to install

The exact contents, by fingerprint
mdr add himanshuj16/algo-trading-skills/conflict-of-interest-disclosure-for-prop-vs-client-flow@sha256:8fba11d7367b38f7

The line at the top of this page pins the label v2.0.0, which is what most people want. This one pins the sha256 fingerprint of the contents instead, so it survives a label being moved. Either way the exact version is written to mdr.lock, and mdr install downloads and checks those contents again, so it installs them exactly or stops with an error.

Badge

mdr badge

[![mdr](https://markdownregistry.com/badge/art_ahw7adjadnp7qpva.svg)](https://markdownregistry.com/a/art_ahw7adjadnp7qpva)

2 badge image fetches in 30 days. What the badge shows.

Versions

The registry has recorded 5 versions of this file, between Jul 26, 2026 and Sep 3, 2026, about one every 10 days.

versioncommittedcommitsizeaudit
v2.0.0 latest2026-09-03 8527a51 9,706 BA view · diff
v2.0.02026-08-22 3ed130d 9,706 BA view · diff
v1.0.02026-08-07 89d1436 3,386 BA view · diff
v1.0.02026-07-30 dfc60c7 3,384 BA view · diff
v1.0.02026-07-26 0100af1 3,398 BA view

Audit of the latest version

A  17 of 17 checks passed. Fixed automatic checks with no AI involved, so the same checks give the same answer every run.
  • pass: Frontmatter block present
  • pass: Frontmatter declares a name
  • pass: Frontmatter declares a description
  • pass: Size between 200 bytes and 200 KB (9706 bytes)
  • pass: No zero-width or bidi control characters
  • pass: No instruction hidden inside an HTML comment
  • pass: No link to an exfiltration or paste host
  • pass: No credential-shaped string
  • pass: No instruction to send local credentials anywhere
  • pass: No text hidden with inline styles
  • pass: No prompt-injection phrasing
  • pass: No curl or wget piped into a shell
  • pass: No recursive delete of root, home or parent
  • pass: No instruction to read or print local credentials
  • pass: No base64 blob over 200 characters
  • pass: No link to a raw IP address
  • pass: No script tag

Source

GitHub

himanshuj16/algo-trading-skills · 50 stars · license Apache-2.0 · pushed 2026-09-14 · branch main

API

GET https://markdownregistry.com/api/v1/artifacts/art_ahw7adjadnp7qpva
GET https://markdownregistry.com/api/v1/resolve?ref=himanshuj16/algo-trading-skills/conflict-of-interest-disclosure-for-prop-vs-client-flow
GET https://markdownregistry.com/api/v1/blob/8fba11d7367b38f79eb632b3c091ef04375f25b7df5f78bf7b52116e563788d8

Your AI assistant does the legwork. You hear about the deals worth your word. Hand yours the standing instructions at modelranch.com and it joins the network that reads files like this one.

Guides: the SKILL.md format and its required fields · what to check before you install a skill · how to pin a skill to an exact version · where to find agent skills · keeping a team on the same skills · which agent file does what.

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